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Securities offering
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#	Item
931	Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a Tick Size Pilot Plan Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-25 10:52:15 Finance Stock market United States Securities and Exchange Commission United States securities law Economy of the United States Regulation NMS Securities Exchange Act NASDAQ Initial public offering Financial economics Financial markets Investment
932	TSX Venture Exchange - Corporate Finance Manual - Policy 2.4 Add to Reading List Source URL: www.tmx.com Language: English - Date: 2010-06-14 00:00:00 Investment Corporate finance Finance Prospectus Initial public offering SEC filings United States securities law Stock market Financial economics Securities
933	INNOVATIVE VENTURE FINANCING OF RENEWABLES RENEWABLES FINANCE 2005 September 9, 2005 Add to Reading List Source URL: www.arete-microgen.com Language: English - Date: 2008-05-28 00:42:03 Finance Corporate finance Venture capital Private equity Securities Convertible security Series A round Initial public offering Financial economics Investment Stock market
934	AICPA SEC Developments Conference December 6, 2001 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-20 12:57:24 Generally Accepted Accounting Principles Corporate finance Government Pro forma Financial statement Public Company Accounting Oversight Board Initial public offering U.S. Securities and Exchange Commission Income Accountancy Business Finance
935	Case 1:13-cv[removed]WYD Document 1 Filed[removed]USDC Colorado Page 1 of 14 Stephen C. McKenna, Esq. Jeffrey S. Lyons, Esq. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-10 06:25:13 Financial services Collective investment schemes Security Securities offering Financial economics Investment Stock market
936	TSX Venture Exchange - Corporate Finance Manual - Policy 5.4 Add to Reading List Source URL: www.tmx.com Language: English - Date: 2010-06-14 00:00:00 Investment Finance Legal terms SEC filings Security Escrow Underwriting Initial public offering Form 4 Financial economics Stock market Securities
937	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 2, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-02 14:30:15 Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Short selling Short Initial public offering Securities Exchange Act U.S. Securities and Exchange Commission Stock market Financial economics Investment
938	RESOLUTION OF THE UTILITY DEBT SECURITIZATION AUTHORITY FOR ITS RESTRUCTURING BONDS, SERIES 2013T (FEDERALLY TAXABLE) AND SERIES 2013TE (FEDERALLY TAX-EXEMPT) Add to Reading List Source URL: www.lipower.org Language: English - Date: 2013-11-21 10:39:39 Finance Bonds Stock market United States housing bubble Indenture Securitization Underwriting Securities Exchange Act Initial public offering Financial economics Economics Securities
939	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 2, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-02 14:29:56 Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Short selling Short Initial public offering Securities Exchange Act U.S. Securities and Exchange Commission Stock market Financial economics Investment
940	Mr. David S. Shillman Associate Director Division of Trading and Markets Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-29 14:15:50 Finance Securities Act Initial public offering U.S. Securities and Exchange Commission Stock exchange Prospectus Securities Industry and Financial Markets Association Secondary market Securities and Exchange Commission Stock market Financial economics Investment

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